Michael Gutshall

Chief Compliance Officer

Michael Gutshall is the Chief Compliance Officer for Puma Capital. Michael joined Puma Capital in May, 2015. Michael is a 20 year industry veteran, having spent the majority of his career in broker-dealer compliance, OTC equity trading, and management. He received a B.S. in Business Management from Bryant College. Michael was awarded the CRCP designation from the Wharton School of Business, and the CAMS designation from the Association of Certified Anti-Money Laundering Specialists. Michael currently maintains his Series 7, 24, 57, 63, and 99 designations.

Who We Are.

Markets We Serve.

Our Services.